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MICHAEL A. MORIELLO Attorney at Law
111 Green Street
Kingston, New York 12402

SHOTT ROCK, INC. CROSS-PETITION RESPONSE TO PETITION AND APPEAL BEFORE THE TOWN OF SAUGERTIES ZONING BOARD OF APPEALS

OWNER: Lands of Gilbert Shott Situate at S/B/L # 17.002-3-37, Town of Saugerties CROSS- Shott Rock, Inc. for Special Use Permit and Site Plan Approval by the Town of
PETITIONER/ Saugerties Planning Board as part of a coordinated SEQRA review of a Mined
APPLICANT: Land Reclamation Project before the New York State Department of Environmental Conservation (NYSDEC) as Lead Agency. PETITIONER: Patrick Fitzsimmons The following Response is submitted on behalf of Shott Rock, Inc. (hereinafter, the Cross-Petitioner or Applicant ) in opposition to the purported July 16, 2001 Appeal of Patrick Fitzsimmons (hereinafter, the Petitioner ) challenging the Town of Saugerties Building Inspectors/Code Enforcement Officers (hereinafter Building Inspector or Code Enforcement Officer ) July 2, 2001 Decision that the Applicants Application for Site Plan Approval was complete for consideration by the Town of Saugerties Planning Board (hereinafter the Planning Board ).
    I. PROCEDURE: This Cross-Petition is made pursuant to Sections 267 and 267-a through c of the New York State Town Law, as well as Sections 7.1. 7.2, 7.3, 7.4 and 7.5 of the Town of Saugerties Zoning Law, (hereinafter the Zoning Law ) together with all applicable provisions of SEQRA at 6 NYCRR Part 617 et seq. II.
    BRIEF HISTORY: The Applicant has made a June 7, 2001 Application to the NYSDEC for the following project reviews and associated approvals upon the subject premises which is a pre-existing mine and which Special Use Permit and Site Plan review is permitted in the R-2 Residential Zoning District (Section 4.1 of the Town of Saugerties Zoning Law). The following documentation comprises the information provided to the NYSDEC, the Building Inspector and the Planning Board.
     A) Mined Land Reclamation Permit Application
     B) State Pollutant Discharge Elimination System (SPDES) Permit Application
     C) Air Permit Application
     D) SEQRA Application
     E) Site Plan/Special Use Permit Applicatio Addendum
   In conjunction therewith, the Town of Saugerties Planning Board has been classified as an Involved Agency under SEQRA (6 NYCRR Part 617.6(b) (2) (i)) with responsibility for consideration of the accompanying Applications for Special Use Permit and Site Plan Approvals pursuant to Sections 8.2 and 8.3 of the Town of Saugerties Zoning Law. (The foregoing documentation is incorporated herein by reference as if more fully set forth in its entirety)
    In consideration of the foregoing and the detailed submittals concerning the same, the NYSDEC circulated a June 2001 Notice of Intent to serve as Lead Agency for the proposed project to the Town of Saugerties Planning Board. Upon review of the Application and on June 2, 2001, the Town of Saugerties Building Inspector certified the plans and rendered a Determination that the Application was complete for submittal to the Town of Saugerties Planning Board for consideration pursuant to Section 8.3.3(D) of the Town of Saugerties Zoning Law. (A copy of said Determination is annexed hereto and made a part hereof as Exhibit A) On July 3, 2001, the Planning Board met at a duly constituted meeting and in consideration of the Application determined that they had no objection to the NYSDEC assuming Lead Agency Status under SEQRA for the project. (See the July 3, 2001 and July 17, 2001 Planning Board Records which are incorporated by reference herein as if fully set forth in their entirety.)
    On July 16, 2001 the Petitioner reputedly submitted a generalized Petition/Appeal challenging the Building Inspectors completeness Determination based upon the Applicants purported failure to meet in person with the Planning Board prior to submission of the Application (Zoning Law Section 8.3.3).
    III. POINT 1: The Town of Saugerties Zoning Board of Appeals (hereinafter the Zoning Board of AppealsÓ) s without Jurisdiction to Consider the Petitioners Appeal:
     a) It is submitted that the Petitioner possesses no standing to commence this Petition/Appeal as he has not demonstrated the potential for special damages nor that he is a record owner of affected property situate in close enough proximity to the subject premises. Therefore, the Petitioner is not aggrieved by the Pre-Submission Determination of the Building Inspector or the ultimate Decision of the Zoning Board of Appeals. (Town Law Section 267-a (4), Piela v. Van Voris, 229 AD 2d 94 [3rd Dept., 1997}, Gaylord Disposal Service, Inc. v. Zoning Board of Appeals of the Town of Kinderhook, 175 AD 2d 543 (3rd DepÕt., 1991)].
     b) It is further submitted that in light of the Petition/Appeal improper commencement, the controlling sixty (60) day time period within which to take an Appeal of the June 2, 2001 Building Inspector Decision has now expired. [New York State Town Law Section 267-a(5)(b), Rebhan v. Zoning Board of Appeals of the Town of Milan, 103 Ad 2d 728 (3rd Dept., 1990)].
     The Zoning Board of Appeals is without jurisdiction to preserve the validity of the purported Appeal as its jurisdiction is appellate in this instance. Brenner v. Sniado, 156 AD 2d 559 (1989),
     Balsam v. Jagger, 231 NYS 2d 450 (1962). Furthermore, a Petitioner can invoke the jurisdiction of the Zoning Board of Appeals only by submitting the kind of relief which is desired and clearly stating the decision, determination, act or failure to act by the Building Inspector. In this instance the same has not been done. Carlington Corp. v. Siegel, 61 AD 2d 813 (1978). Nor has the Zoning Board of Appeals relief been requested by someone who is legally aggrieved and has made the request while showing that they possess standing to challenge the issuance of the Building Inspectors Determination. Emmi v. Zoning Board of Appeals of the Town of Salina, 63 NY 2d 853 (1984).
     Based upon the foregoing, the Cross-Petitioner hereby requests that the Petition/Appeal be dismissed in its entirety.
     IV. POINT 2: With respect to the merits of the Petition/Appeal, the Cross-Petitioner submits that SEQUR Lead Agency status is a wholly separate determination from the completeness of the Site Plan Application as determined by the Building Inspector and the time to challenge the NYSDEC Lead Agency status has expired.
     SEQRA requires that the establishment of Lead Agency be made, Òas early as possible in an agencyÕs formulation of an action it proposed to undertake.. [6 NYCRR Part 617.6(a)] The Applicant submitted a detailed May 25, 2001 Application to the NYSDEC and the NYSDEC commenced coordinated review of the same in June 2001. The NYSDEC forwarded SEQRA Lead Agency Notice which was considered by the Planning Board at its July 3, 2001 meeting and to which the Planning Board declined to express its desire to be Lead Agency. The Planning Boards position was again clearly set forth at the July 17, 2001 Planning Board meeting.
     Your Cross-Petitioner submits that under law, only the Applicant or an Involved Agency [Planning Board] may challenge the NYSDEC establishment of Lead Agency and the time for doing so expired thirty (30) days from the NYSDEC receipt of a completed EAF Part 1; To Wit; July 9, 2001. [6 NYCR Part 617.6(b)(3)(i) and the June 7, 2001 cover correspondence upon submittal by the Applicant to the NYSDEC, copies of which are annexed hereto and made a part hereof collectively as Exhibit B.]
     Moreover, in order to successfully reconsider the NYSDEC Lead Agency status, the Applicant or Planning Board must comport with detailed SEQRA requirements within the thirty (30) day limitation period [6 NYCRR Part 617.6(b)(5)]. [A copy of said statutory authority is annexed hereto and made a part hereof as Exhibit C.]
     Notwithstanding the Petitioners efforts to improperly end run the SEQRA statute and its clear limitations periods, it is further submitted that the Planning Board possesses only circumscribed jurisdiction over the mining project environmental impacts and said jurisdiction is expressly limited to the criteria set forth in the Environmental Conservation Law of New York State and in the Special Use Permit and Site Plan procedures in the Town of Saugerties Zoning Law [6 NYCRR Part 420 et seq. and relevant provisions of the Zoning Law].
     Furthermore, the NYSDEC possesses the expertise to undertake the environmental assessment of the Application and the Planning Board reiterated this fact repeatedly at the June 17, 2001 Planning Board meeting. Accordingly, a cursory review of lead agency determination litigation toward controlling potential environmental impacts of project. In re Wright Sand and Gravel Mine, Town of Claverack, DEC CommÕr Determination (Sept. 14, 1994), In re Proposed 23 Acre Sand and Gravel Mine in the Town of Kinderhook, DEC Commr Determination (June 30, 1993).
     The Applicant has submitted a detailed and comprehensive Application to both the NYSDEC and the Planning Board and has clearly expressed a desire to comport with all applicable regulatory authority. Accordingly, the Petitioner and the public will have amble opportunity to lawfully review the Application pursuant to law. It is also respectfully submitted that the Petitioner might consider acknowledging a bit more confidence that the NYSDEC can provide a proper review of a project which falls under one of the specific purposed for which the agency was created [6 NYCRR Parts 420 thru 425].
    The Cross-Petitioner also points out that the Building Inspectors Completeness Determination as to the Site Plan Application is a Type 2 ministerial act which confers no exercise of discretion upon him for review under SEQRA [NYCRR Part 617.5©(19)]. Incorporated Village of Atlantic Beach v. Gavalas, 81 NY 2d 322 (1993), Matter of Neville v. Koch, 79 NY 2d 416 (1992). [A copy of said SEQRA Section is annexed hereto and made a part hereof as Exhibit D.] Accordingly, NYSDEC drives the SEQRA review and the applicable time limitations pertaining thereto and the Petitioners Appeal is incapable of staying all SEQRA proceedings in furtherance of the Appeal. Therefore, with regard to SEQRA Lead Agency status there is no stay of SEQRA under Section 7.5.2 of the Town of Saugerties Zoning Law or Section 274-a(6) of the Town Law of New York State as the Petitioners SEQRA claims do not relate to the Action appealed from. People v. Barris Shoe Company. 174 Misc 2d 529 (1997).
    
     Based upon all of the foregoing, the Cross-Petitioner submits that the SEQRA Lead Agency designation is beyond the jurisdiction of the Zoning Board of Appeals and the Planning Board and is now outside of the statute of limitations for consideration by both entities, as the Petition is incapable of staying a lawful and otherwise time barred NYSDEC Determination.       POINT 3 The procedures utilized for review of the Application by the Building Inspector and Planning Board were lawful with respect to Pre-Submission Conferences under the Town of Saugerties Zoning Law. With respect to the foregoing, the following address is offered:
     a) The Application for a Special Use Permit does not require pre-submission [Zoning Law Section 8.2 annexed hereto and made a part hereof as Exhibit E]
     b) The procedures for Site Plan Pre-Submission primarily exist to protect the Applicant from submitting a woefully inadequate plan or information which is not germane to the project and zoning requirements. It is disingenuous at best for the Petitioner to claim the Application Òcontains a level of detail not usually seen by the Enforcement Officer and simultaneously submit that the Applicants Application is incomplete under Zoning Law Section 8.3.3. [See Zoning Law Section 8.3.3 annexed hereto and made a part hereof as Exhibit F]
     c) Addressing the Petitioners claim that, the Applicant did not meet in person with the Planning Board prior to submission of application, the Cross-Petitioner submits that:
         (i) Pursuant to Section 274-a(5) of the New York State Town Law governing Site Plan Review, the Planning Board waived the necessity of the Applicant being present for the July 3, 2001 Pre-Submission meeting and no objection to this action was thereafter made by the Applicant who was not informed to be at the meeting.
[See the June 25, 2001 correspondence by Michael A. Moriello, Esq. A copy of which is annexed hereto and made a part hereof as Exhibit G]
   (ii) The Planning Board stated of record at its July 17, 2001 meeting, [which the Applicant and representatives attended] that said meeting was otherwise being considered the "Pre-Submission Meeting" for site plan purposes. Accordingly, the Applicant was present for this second Pre-Submission Meeting. Parenthetically, the Cross-Petitioner submits that the Building Inspector and Mark Davin {NYSDEC] have met with the Applicant at the site and both are extremely familiar with the proposed project. Based upon the foregoing, the Applicants attendance at the July 3, 2001 Planning Board Meeting was not required and its effect upon the Application, the Planning Boards consideration thereof and the publics opportunity for extensive participation therein to date is deminimus [sic].
     (iii) The Petitioners Appeal is frivolous and is merely a pretext for subverting the lawful planning and environmental review of this project in order to delay and exact tremendous expenditures on behalf of the Applicant. With specific regard to the Petitioners speculative and conclusory claims concerning the Applicants right-of-way, consideration of same is not the function of the Pre-Submission Conference or, ultimately, site plan review. The case law is clear that it is incumbent upon any challenger to an interest in the Applicants rights to real property to prove that the Applicant does not have a right-of-way. This challenge can only be made at the proper time and in the proper forum, not before the Planning Board upon site plan review. Georgakopoulos v. Town Board of The Town of Ulster, et al. Index No. 00-1182 Sup. Ct., Ulster County, Kavanagh, J. (2000). The mechanism for protecting the site plan review process and the rights of potentially affected property owners in a right-of-way dispute is for the Planning Board to reserve the ability to have the site plan be deemed nullified in the event that the Applicant does not possess the requisite right-of-way. This is customarily accomplished by the imposition of a condition subsequent to the site plan approval, if granted. In this manner the potential for endless speculation during the site plan review process is obviated and the Planning Board is not placed in a position to attempt to determine the legality of real property issues under New York State Real Property Law. It is the Applicants position that it possess the lawful right to utilize the existing right-of-way and related roadway network to access the premises for the intended mining use under the Application. The Petitioner may rest assured that his issue has been thoroughly researched by your writer and all of the Applicants rights will be vigorously defended during the site plan and special use permit review of this Application. (iv) In order to further address Petitioners claim of a stay of site plan and special use permit proceedings in furtherance of the July 16, 2001 Appeal, your Cross-Petitioner offers that, without prejudice and without acknowledgement that any stay is actually in effect, the Applicant has no objection to attending another meeting with the Planning Board, the Building Inspector and members of the public to discuss the site plan and special use permit issues, together with discussion and submittal of additional information which is properly placed before the Planning Board in consideration of the Application. [i.e. Relevant Deed restrictions and covenants; See Zoning Law Section 8.2.1.2(a)(2)] As a practical matter, whether a stay is in effect or not in effect, as to Site Plan and Special Use Permit review, will have no legal consequence upon the ongoing SEQRA review being conducted by the NYSDEC as Lead Agency under SEQRA [See Point 2 herein]. (v) As to the July 17, 2001 Memorandum of George Redder, Esq., the Applicant concurs that the Appeal is not meritorious. [A copy of said Memorandum is annexed hereto and made a part hereof as Exhibit "H"]
WHEREFORE, the Applicant requests that the Town of Saugerties Zoning Board of Appeals rule as follows:
A) That Petitioner lacks standing to bring this Appeal before the Zoning Board of Appeals; and,
B) That the Appeal is time barred by the sixty (60) day statute of limitations set forth in Section 267-a(5)(b) of the New York State Town Law; and,
C) That the Zoning Board of Appeals lacks appellate jurisdiction to determine this Appeal; and,
D) That SEQRA Lead Agency status has been lawfully determined by the NYSDEC and the Planning Board has agreed to have the NYSDEC serve in such capacity; and, E) That the Cross-Petitioner/Applicant [Shott Rock, Inc.] may proceed before the Town of Saugerties Planning Board upon the Site Plan and Special Use Permit Application.
     Dated: August 6, 2001 Michael A Moriello, Esq. Attorney for Shott Rock, Inc.
     111 Green Street Post Office Box 4465
     Kingston, New York 12402
     (845) 336-6603
TIME LIMIT ON VALIDITY OF APPROVAL Approval of a site plan by the Planning Board shall be valid for a period of one year from the date thereof for the purpose of obtaining a building permit. Failure to secure a building permit during this permit shall cause the site plan to become null and void. Upon application, the Planning Board may extend the time limit on the validity of the approval to not more than two years from the date of original approval.
REQUIRED SUBMISSION The data set forth in Section 8.2.1, Special Permits, shall be submitted in support of a request for site plan approval in accord with the provisions therein.
ADVISORY OPINIONS The Planning Board shall review all applications for variances submitted to the Board of Appeals and all proposed amendments to the text or map of this Zoning Law being considered by the Town Board referred to it in accord with the provisions of this Law. The Board shall have 30 days prior to the public hearing in which to prepare ad submit its advisory opinion. Failure to submit an opinion within 30 days shall not prevent determination and action on the proposed variance or amendment by the appropriate Board.